Investment Initiatives, LLC

Overview

Investment Initiatives, LLC is a small, independent registered investment adviser organized as a limited liability company that focuses on wealth management for individuals and families. The firm charges a percentage-of-assets fee and lists core advisory services as financial planning, portfolio management for individuals and small businesses, and pension consulting services. While it includes pension consulting among its advisory activities, it is not classified as a pension consultant in its snapshot data. The firm does not identify as an active ESG investor and is not a capital allocator; its model is primarily discretionary portfolio management supplemented by financial planning. Investment Initiatives shows a clear preference for equity exposure and exchange-traded solutions as a primary portfolio building block. Given its client base and size, the firm appears to construct portfolios using liquid public securities and third-party mutual fund vehicles, with selective use of alternative allocations in real estate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices