INTEGRATED FINANCIAL STRATEGIES, LLC

RIASEC RegisteredEst. 2015
Total AUM
$322M
Discretionary
$322M
100% of AUM
Avg account
$7M
Accounts
46
Employees
5
Advisory reps
6

Firm details

Headquarters
Fort Lauderdale, Florida
CRD number
165007
Registered since
August 10, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI62.11%
  • Individuals37.89%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Integrated Financial Strategies, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2015. The firm is owned by an individual and focuses on serving individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its billing model is flexible, combining percentage-of-AUM fees with hourly charges, fixed fees and performance-based arrangements. The firm does not identify as an active ESG investor, is not a multi-state adviser by its own filing, and does not operate as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Exchange Traded Equities 25%, State & Local Bonds 10%65%
  • Public Funds/Mutual Funds65%
  • Exchange Traded Equities25%
  • State & Local Bonds10%

Owners & executives

3 of 3
  • KATHLEEN PRATT

    Chief Compliance OfficerCRD 7896010

  • ROY MATTOX

    Chief Market Strategist and Portfolio ManagerCRD 1729009

  • WESLEY MATTOX

    Chief Technical StrategistCRD 6332844

Contacts

3 of 3
  • KENNETH MILLER

    PresidentCRD 1636304

  • KELLY BURKE

    Managing PartnerCRD 2768537

  • PHILIP MILLER

    Registered RepresentativeCRD 4789108

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fort Lauderdale, FL

BROWARD

Location

Fort Lauderdale, FL

Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
BROWARD
Address
2400 E Commercial Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth