Insurance & Wealth Advisors, LLC

RIASEC Registered
Total AUM
$2M
Discretionary
$0
0% of AUM
Avg account
$100K
Accounts
20
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
301528
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Insurance & Wealth Advisors, LLC is a small, privately owned limited liability company that provides portfolio management services to individuals, families and small businesses. The firm charges fees as a percentage of assets under management and reports an owner-type of individual. Its regulatory filings indicate a non-discretionary operating model and a client base focused on individual and family relationships rather than institutional mandates. The adviser is not designated as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant. The firm lists an affiliation with an insurance company, which may influence the types of products and solutions it recommends.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Contacts

1 of 1
  • Dennis Johnson

    President & OwnerCRD 2370640

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth