INNOVATIVE ASSET MANAGEMENT GROUP, LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
6
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SHELTON, Connecticut
CRD number
340029

Firm profile

FINTRX

Overview

Innovative Asset Management Group, LLC is a small limited liability company focused on running pooled investment vehicles rather than serving a broad base of individual advisory clients. The firm acts in sponsor and general-partner roles and lists affiliations consistent with advising or administering private funds and providing accounting-related services to those vehicles. It is not positioned as a multi-state adviser, does not identify as an active ESG investor, and is classified in filings as an unclassified entity rather than under a common RIA category. The firm's public disclosures emphasize manager and sponsor activity: forming and managing private investment vehicles and taking responsibility for fund governance and operational oversight. That profile points to a business model centered on fund management and ownership structures instead of retail wealth management or broad fiduciary advisory services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • WILLIAM SPEACHT

    Chief Compliance OfficerCRD 2801842

Contacts

3 of 5
  • Jeffrey Falcone

    General PartnerCRD 8228999

  • ANTHONY MINOPOLI

    President, CCOCRD 2317218

  • ANTHONY PECCERILLO

    Executive Vice PresidentCRD 8208784

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SHELTON, CT

FAIRFIELD

Location

SHELTON, CT

Headquartered in SHELTON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
1 Enterprise Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth