INNOVATION ENDEAVORS III ADVISERS LLC

Exempt Reporting AdvisorFINRA MemberEst. 2018
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
PALO ALTO, California
CRD number
288679
Registered since
January 9, 2018

Firm profile

FINTRX

Overview

Innovation Endeavors III Advisers LLC is a limited liability company that operates as an adviser and sponsor to pooled investment vehicles, with regulatory registration dating to 2018. The firm’s activity centers on advising private funds rather than providing retail wealth management: it serves as a general partner, sponsor and managing member for pooled vehicles, directing capital into venture-style equity investments in privately held companies. The adviser is not positioned as a capital allocator to separate accounts, is not an active ESG investor, and does not function as a pension consultant or related adviser. Its ownership structure is domestic and includes individual stakeholders. Investment posture is focused on fund-level venture commitments rather than public market strategies. As sponsor and GP, the firm typically steers portfolio construction, capital call pacing, and exit planning for its funds while engaging in the operational and governance work that comes with managing private-company exposures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • REBECCA LUCIA

    CFOCRD 5870244

Contacts

3 of 3
  • DROR BERMAN

    Founding PartnerCRD 6313334

  • Scott Brady

    Founding PartnerCRD 6885698

  • RICHARD SCANLON

    Founding PartnerCRD 2907267

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PALO ALTO, CA

SANTA CLARA

Location

PALO ALTO, CA

Headquartered in PALO ALTO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
1845 El Camino Real
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth