INNOCAP INVESTMENT ADVISERS, LLC.

RIASEC RegisteredEst. 2023
Total AUM
$2.7B
Discretionary
$2.7B
100% of AUM
Avg account
$209M
Accounts
13
Employees
8
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
324591
Registered since
June 9, 2023
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Other100%
Services
Portfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Innocap Investment Advisers, LLC is an SEC-registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm identifies as a capital allocator that provides portfolio management for businesses and institutions and specifically offers selection of other advisers, indicating reliance on external managers or sub‑advisors as part of its operating model. Ownership is listed as a combination of a domestic entity and an individual. The firm charges clients via a mix of percentage-of-AUM fees and fixed fees. It is not positioned as an active ESG investor and is not designated as a multi-state adviser. Industry affiliations include relationships with broker‑dealers, other investment advisers, and with commodity pool operator/commodity trading advisor entities, which aligns with its use of external managers and derivatives-oriented strategies.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 52%, Exchange Traded Equities 27%, Other 11%, Non-Investment Grade Corp Bonds 7%, Investment Grade Corp Bonds 1%, Derivatives 1%52%
  • Cash & Cash Equivalents52%
  • Exchange Traded Equities27%
  • Other11%
  • Non-Investment Grade Corp Bonds7%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Kelly McGowan

    Chief Compliance Officer & Legal CounselCRD 7332438

Contacts

1 of 1
  • JOSHUA KESTLER

    PresidentCRD 5864317

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
300 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth