Ingalls Investment Management, LLC

RIASEC RegisteredEst. 1968

Total AUM

$7.8B

Discretionary

$7.7B

98% of AUM

Avg account

$1.8M

Accounts

4,453

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 343369
Registered since: August 21, 1968
Custodians: INGALLS & SNYDER, LLC, CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI73.87%
Individuals13.29%
Corporations / Businesses4.02%
Other Investment Advisers3.37%
Pooled Investment Vehicles2.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ingalls Investment Management, LLC is a privately held investment adviser formed as an LLC and registered with the SEC since 1968. The firm serves both individuals/families and institutional clients and positions itself as a capital allocator that runs discretionary portfolio management alongside advisory services for pooled vehicles and institutions. Core deliverables include financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, selection of sub‑advisers, and educational seminars. Its fee arrangements include asset‑based fees, fixed fees, and performance‑based fees. The firm has industry roles beyond pure advisory: filings list affiliations as a broker‑dealer/sponsor and roles as general partner and managing member of pooled investment vehicles. Ingalls does not identify as an active ESG investor and is not structured as a multi‑state adviser in the filing.