IAM Financial

Overview

IAM Financial is a small, independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on serving individual and family clients, providing financial planning, portfolio management for individuals and small businesses, and producing periodic written material for clients. Fee arrangements include a percentage-of-AUM component as well as fixed fees. Investment activity centers on publicly offered pooled products—primarily mutual funds and other public funds—as the core portfolio building blocks. IAM Financial is not registered as a capital allocator; when alternative exposure is used it is accessed through third-party managers rather than through internally managed funds. The adviser reports no active ESG program and operates on a non-discretionary basis, meaning clients typically retain trading authority while IAM Financial provides advice and portfolio recommendations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices