Horizon Investments LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 109552
- Registered since
- February 24, 2000
- Website
- www.horizoninvestments.com
- Custodians
- AXOS CLEARING LLC, PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies91.06%
- Individuals6.36%
- Other Investment Advisers2.2%
- Pooled Investment Vehicles0.38%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Horizon Investments LLC is an SEC-registered investment adviser (registered in 2000) structured as an LLC that serves both individual/family and institutional clients. Its advisory practice centers on discretionary portfolio management across individual and small business accounts, investment companies, and pooled investment vehicles. The firm charges clients on a percentage-of-AUM basis and also uses fixed fees. Horizon is not positioned as an ESG-focused manager and is not designated as a multi-state or newly formed adviser. Its corporate footprint includes relationships as an adviser and as a sponsor/GP or managing member of pooled vehicles, and it lists affiliations with other investment advisers and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Exchange Traded Equities41%
- Cash & Cash Equivalents2%
Owners & executives
3 of 4
Danielle Learned
Chief Marketing OfficerCRD 5885098
John Drahzal
President and Chief Executive OfficerCRD 2937289
Stephen Terry
Chief Financial OfficerCRD 7472755
Contacts
3 of 27
Benjamin Johnson
CCOCRD 5639045
John Pifer
Regional DirectorCRD 4275797
Carlos Barbosa
Head of DistributionCRD 4489840
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 325Active vs passive
$6.2B in ETFs
88%
$5.5B
11%
$762M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $661M | 5,552,636 | 10.58% |
Location
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 6210 Ardrey Kell Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Asana Partners, LP
RIACharlotte, NC
Wedge Capital Management LLP
RIACharlotte, NC
Ridgemont Partners Management, LLC
RIACharlotte, NC
Adhesion Wealth Advisor Solutions
RIACharlotte, NC
Churchill Investment Management LLC
RIACharlotte, NC
Global Endowment Management, LP
RIACharlotte, NC