HORIZON INVESTMENTS LLC

RIASEC RegisteredEst. 2000
Total AUM
$8.5B
Discretionary
$8.3B
98% of AUM
Avg account
$5.8M
Accounts
1,467
Employees
76
Advisory reps
31

Firm details

Headquarters
Charlotte, North Carolina
CRD number
109552
Registered since
February 24, 2000
Custodians
AXOS CLEARING LLC, PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies91.06%
  • Individuals6.36%
  • Other Investment Advisers2.2%
  • Pooled Investment Vehicles0.38%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Horizon Investments LLC is a privately held limited liability company that has been registered with the SEC since 2000. The firm manages money for both individual and family clients as well as institutional investors, and charges a mix of asset-based and fixed fees. Its advisory work includes discretionary portfolio management for individuals and small businesses, investment companies, and pooled investment vehicles. Horizon identifies as not being an active ESG investor and reports affiliations that include roles as an investment adviser, relationships with an insurance company, and acting as a sponsor/GP or managing member of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 41%, Cash & Cash Equivalents 2%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities41%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 3
  • JOHN DRAHZAL

    President and Chief Executive OfficerCRD 2937289

  • CALVIN DEBOER

    Chief Technology OfficerCRD 5101496

  • stephen terry

    Chief Financial OfficerCRD 7472755

Contacts

3 of 28
  • CARLOS BARBOSA

    Divisional DirectorCRD 4489840

  • SHAWN RUMSEY

    Advisory SpecialistCRD 6514356

  • JEFFREY STIRLING

    Regional DirectorCRD 6057922

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 312

Active vs passive

$6.7B in ETFs

Passive

88%

$5.9B

Active

10%

$805M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$626M6,388,8439.32%

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
6210 Ardrey Kell Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth