Horizon Financial Services, LLC

RIASEC Registered
Total AUM
$262M
Discretionary
$262M
100% of AUM
Avg account
$218K
Accounts
1,203
Employees
8
Advisory reps
6

Firm details

Headquarters
Winston Salem, North Carolina
CRD number
158798
Registered since
August 6, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI58.98%
  • Individuals40.15%
  • Pension & Profit Sharing Plans0.81%
  • Charitable Organizations0.06%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Horizon Financial Services, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2018. The firm serves both individual/family and institutional clients and functions as a capital allocator, offering a mix of percentage-of-AUM, hourly, and fixed-fee engagement models. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, selection and oversight of other advisers, pension consulting services, and educational seminars and workshops. Horizon does not position itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Investment Grade Corp Bonds 7%, Exchange Traded Equities 5%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Other 1%84%
  • Public Funds/Mutual Funds84%
  • Investment Grade Corp Bonds7%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 205

Active vs passive

$463M in ETFs

Passive

94%

$435M

Active

6%

$28.2M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$23.4M190,1415.06%

Location

Primary office

Winston Salem, NC

Forsyth

Location

Winston Salem, NC

Headquartered in Winston Salem, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.

Metro area
Greensboro--Winston-Salem--High Point, NC
Region
South
County
Forsyth
Address
3880 Vest Mill Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth