HOLMES INVESTMENT MANAGEMENT, INC.
Firm details
- Headquarters
- BROCKTON, Massachusetts
- CRD number
- 123920
- Website
- www.hhria.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI52.01%
- Individuals47.99%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Holmes Investment Management, Inc. is an independent, privately owned registered investment adviser that focuses on financial planning and portfolio management for individuals and small businesses. The firm bills clients using a mix of asset-based fees and fixed fees. Its advisory scope is narrow by design: it does not present itself as a multi-state adviser, pension consultant, capital allocator, or an ESG-focused manager. The firm’s client base is individual and family households rather than institutions.
Assets & Accounts
Public Holdings
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds36%
- Cash & Cash Equivalents26%
- Exchange Traded Equities22%
- US Government Bonds12%
- Investment Grade Corp Bonds4%
Contacts
3 of 4AKHIL SHAH
Manager of InvestmentsCRD 8210426
TRACY GALLOWAY
Referral AdvisorCRD 6848672
AMIR ALAMIR
Quantitative AnalystCRD 8210469
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BROCKTON, MA
PLYMOUTH
Location
BROCKTON, MA
Headquartered in BROCKTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- PLYMOUTH
- Address
- 839 Pleasant St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
LAUNCH FINANCIAL PLANNING
RIAANDOVER, MA
SOUND VIEW FINANCIAL ADVISORS
RIAWALPOLE, MA
ENTREPRENEURSHARES LLC
RIABOSTON, MA
RISE NORTH CAPITAL INVESTMENT ADVISORS
RIABRAINTREE, MA
NAJARIAN FINANCIAL LLC
RIABRAINTREE, MA
THE MONTGOMERY FINANCIAL GROUP, INC.
RIAORLEANS, MA