HOLBROOK MANAGEMENT, LLC

RIASEC Registered
Total AUM
$100M
Discretionary
$100M
100% of AUM
Avg account
$4M
Accounts
25
Employees
1
Advisory reps
1

Firm details

Headquarters
DALLAS, Texas
CRD number
149561
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI55.11%
  • Pooled Investment Vehicles44.89%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Holbrook Management, LLC is an LLC-structured investment adviser operating as a hedge fund-style manager that serves both high-net-worth individuals and institutional clients. Ownership is held by an individual principal. The firm provides portfolio management for retail-sized clients and for pooled investment vehicles, and it acts as sponsor/GP/managing member of pooled funds it advises. Its compensation includes a percentage-of-AUM component and performance-based fees, consistent with a hedge-fund orientation. Holbrook does not identify as an active ESG investor and is not registered as a multi-state adviser in the source material.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Investment Grade Corp Bonds 5%, Non-Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 5%, Derivatives 2%83%
  • Exchange Traded Equities83%
  • Investment Grade Corp Bonds5%
  • Non-Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents5%
  • Derivatives2%

Owners & executives

1 of 1
  • OMAR MALLICK

    Managing Member and Chief Investment OfficerCRD 5645402

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
5956 Sherry Ln
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth