Hoffman Financial Consultants

RIASEC Registered
Total AUM
$950K
Discretionary
$0
0% of AUM
Avg account
$136K
Accounts
7
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
121809
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Hoffman Financial Consultants operates as a sole proprietorship, focusing primarily on portfolio management for individuals and small businesses. The firm is structured as a registered representative of a broker-dealer and also functions as an insurance broker. This dual role allows Hoffman Financial Consultants to offer a diverse range of financial services, although it does not engage in capital allocation or act as a pension consultant. The firm does not actively pursue ESG investments and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • Walter Hoffman

    Sole ProprietorCRD 1695594

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth