Hoffman, Alan N. Investment Management
Firm details
- Headquarters
- ,
- CRD number
- 109454
- Registered since
- March 16, 2020
- Website
- anhinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI92.49%
- Individuals7.51%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Hoffman, Alan N. Investment Management operates as a sole-proprietorship independent RIA, owned by Alan N. Hoffman and registered with the SEC in 2020. The firm focuses on fee-based portfolio management for individual and family clients — and small business accounts — charging a percentage of assets under management. The practice is narrow in scope: it is not a multi-state adviser, does not act as a capital allocator or pension consultant, and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Contacts
1 of 1
Alan Hoffman
Investment ManagementCRD 2616886
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$8.5M in ETFs
100%
$8.5M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD WORLD FUND (MGK) | Vanguard | Passive | Large Growth | $5.9M | 67,302 | 69.67% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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