HMS INVESTMENT ADVISORS

RIASEC RegisteredEst. 2013
Total AUM
$282M
Discretionary
$282M
100% of AUM
Avg account
$750K
Accounts
376
Employees
8
Advisory reps
6

Firm details

Headquarters
NASHVILLE, Tennessee
CRD number
149764
Registered since
October 8, 2013
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., PINNACLE FINANCIAL PARTNERS
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI66.1%
  • Individuals21.07%
  • Charitable Organizations12.07%
  • Corporations / Businesses0.76%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

HMS Investment Advisors is an independent, SEC-registered registered investment adviser formed in 2013 and organized as an LLC with individual ownership. The firm serves both individual and family clients as well as institutional accounts. Advisory services center on financial planning and discretionary portfolio management for individuals and small businesses. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. HMS does not describe itself as an active ESG investor, is not a multi-state adviser, and does not act as a dedicated capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 42%, Public Funds/Mutual Funds 35%, Cash & Cash Equivalents 11%, State & Local Bonds 6%, Investment Grade Corp Bonds 5%, Other 1%42%
  • Exchange Traded Equities42%
  • Public Funds/Mutual Funds35%
  • Cash & Cash Equivalents11%
  • State & Local Bonds6%
  • Investment Grade Corp Bonds5%

Contacts

3 of 6
  • ANGELA ROBINSON

    Founding PrincipalCRD 5277632

  • Bryan Fastenau

    Senior Portfolio ManagerCRD 6937531

  • PHILIP THOMAS

    Director of Business DevelopmentCRD 1158925

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$173M in ETFs

Passive

100%

$173M

Active

0%

$519K

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$64.9M99,77137.47%

Location

Primary office

NASHVILLE, TN

DAVIDSON

Location

NASHVILLE, TN

Headquartered in NASHVILLE, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
DAVIDSON
Address
5130 Ashland City Hwy
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth