HMS Investment Advisors

RIASEC RegisteredEst. 2013

Total AUM

$282M

Discretionary

$282M

100% of AUM

Avg account

$750K

Accounts

376

Employees

8

Advisory reps

6

Firm details

Headquarters: Nashville, Tennessee
CRD number: 149764
Registered since: October 8, 2013
Website: www.hmscm.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., PINNACLE FINANCIAL PARTNERS
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI66.1%
Individuals21.07%
Charitable Organizations12.07%
Corporations / Businesses0.76%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

HMS Investment Advisors is an independent SEC-registered RIA that has been active since 2013. The firm serves both individual/family and institutional clients, offering financial planning and discretionary portfolio management focused on individuals and small businesses. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagement options. HMS does not self-identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities42%
Public Funds/Mutual Funds35%
Cash & Cash Equivalents11%
State & Local Bonds6%
Investment Grade Corp Bonds5%

Contacts

3 of 6

Angela Robinson
Founding PrincipalCRD 5277632
Bryan Fastenau
Senior Portfolio ManagerCRD 6937531
Philip Thomas
Director of Business DevelopmentCRD 1158925

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 30

Active vs passive

$161M in ETFs

Passive

100%

$160M

Active

0%

$803K

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$39.1M	52,350	24.35%

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Primary office

Nashville, TN

Davidson

Location

Nashville, TN

Headquartered in Nashville, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area: Nashville-Davidson--Murfreesboro, TN
Region: South
County: Davidson
Address: 5130 Ashland City Hwy
Time zone: CT (UTC-6)
Office locations

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