HIGH NOTE WEALTH, LLC

RIASEC RegisteredEst. 2019
Total AUM
$683M
Discretionary
$683M
100% of AUM
Avg account
$541K
Accounts
1,264
Employees
8
Advisory reps
4

Firm details

Headquarters
WAYZATA, Minnesota
CRD number
305768
Registered since
November 5, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI92.85%
  • Individuals5.66%
  • Corporations / Businesses1.4%
  • Charitable Organizations0.09%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

High Note Wealth, LLC is an independent, SEC-registered RIA organized as an LLC and operating since 2019. The firm serves both individual/family clients and institutional mandates, offering financial planning and portfolio management for individuals, small businesses, and institutions. It also acts as a capital allocator and selects third‑party advisers on behalf of clients. Compensation comes primarily from a percentage of assets under management and occasional hourly fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 33%, Cash & Cash Equivalents 11%, US Government Bonds 2%, Investment Grade Corp Bonds 1%, Other 1%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities33%
  • Cash & Cash Equivalents11%
  • US Government Bonds2%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 3
  • KATHERINE FORRESTER

    Founder and CEOCRD 2837901

  • MICHAEL FORRESTER

    Founder, President and Chief Investment OfficerCRD 3261271

  • KYLE JANOVSKY

    Chief Operating OfficerCRD 5835601

Contacts

1 of 1
  • SHAUN WESTPHAL

    Director of Financial PlanningCRD 5970535

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 196

Active vs passive

$474M in ETFs

Passive

100%

$472M

Active

<1%

$1.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$54M82,60511.39%

Location

Primary office

WAYZATA, MN

HENNEPIN

Location

WAYZATA, MN

Headquartered in WAYZATA, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
18258 Minnetonka Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth