High Note Wealth, LLC
Firm details
- Headquarters
- Wayzata, Minnesota
- CRD number
- 305768
- Registered since
- November 5, 2019
- Website
- highnotewealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI92.85%
- Individuals5.66%
- Corporations / Businesses1.4%
- Charitable Organizations0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
High Note Wealth, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2019. The firm is owner-operated and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory services include comprehensive financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, and the selection of third‑party advisers. Compensation is primarily percentage-of-AUM with the option for hourly billing. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities33%
- Cash & Cash Equivalents11%
- US Government Bonds2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 3
Katherine Forrester
Founder and CEOCRD 2837901
Michael Forrester
Founder, President and Chief Investment OfficerCRD 3261271
Kyle Janovsky
Chief Operating OfficerCRD 5835601
Contacts
1 of 1
Shaun Westphal
Director of Financial PlanningCRD 5970535
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 192Active vs passive
$559M in ETFs
99%
$554M
<1%
$5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $63M | 84,099 | 11.26% |
Location
Wayzata, MN
Hennepin
Location
Wayzata, MN
Headquartered in Wayzata, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 18258 Minnetonka Blvd
- Time zone
- CT (UTC-6)
- Office locations
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