Hicks Management & Financial Services, LLC

RIASEC Registered
Total AUM
$240K
Discretionary
$0
0% of AUM
Avg account
$26.7K
Accounts
9
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
309799
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Hicks Management & Financial Services, LLC operates as a limited liability company focused on providing financial planning services, selection of other advisers, and educational seminars or workshops. The firm acts as a capital allocator, directing investments primarily in mutual funds and external alternative investment asset managers. While the firm does not engage in ESG investing, it offers a range of advisory activities to its clients, which may include individuals seeking tailored financial advice.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, US Government Bonds 20%, Investment Grade Corp Bonds 18%, Cash & Cash Equivalents 2%60%
  • Exchange Traded Equities60%
  • US Government Bonds20%
  • Investment Grade Corp Bonds18%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Mary Hicks

    Mary Hicks

    Investment Advisor RepresentativeCRD 5410305

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth