Hicks Financial Partners, LLC

RIAState Registered
Total AUM
$35.4M
Discretionary
$35.4M
100% of AUM
Avg account
$155K
Accounts
229
Employees
2
Advisory reps
2

Firm details

Headquarters
Southern Pines, North Carolina
CRD number
317831
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI51.19%
  • Individuals48.81%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Hicks Financial Partners, LLC is an independent, individually owned advisory firm organized as an LLC that focuses on serving individuals and families (and small-business owners) with financial planning and discretionary portfolio management. The firm bills clients through a mix of AUM-based fees, hourly charges and fixed fees. Its regulatory footprint includes state registrations in Louisiana, North Carolina and South Carolina. Investment philosophy leans toward equity-centric management rather than ESG or institutional alternatives, and the firm does not position itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 10%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents10%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Southern Pines, NC

Moore

Location

Southern Pines, NC

Headquartered in Southern Pines, NC, anchoring the Fayetteville-Sanford-Lumberton, NC metro in the South.

Metro area
Fayetteville-Sanford-Lumberton, NC
Region
South
County
Moore
Address
225 N Bennett St
Time zone
ET (UTC-5)
Office locations

Similar firms