Herriot Financial, LLC
RIASEC Registered
Total AUM
$3.1M
Discretionary
$3.1M
100% of AUM
Avg account
$383K
Accounts
8
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 333511
- Custodians
- ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI72.92%
- Individuals27.08%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Herriot Financial, LLC is a small, individually owned registered advisory firm organized as a limited liability company. The firm focuses on portfolio management services for individuals and small businesses and bills clients on a percentage-of-assets-under-management basis. Herriot Financial does not list ESG investing as an active focus, is not structured as a multi-state adviser, and does not report broader pension consulting or related-adviser activity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds99%
- Cash & Cash Equivalents1%
Contacts
1 of 1
Brian Herriot
FounderCRD 7995117
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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