Hermes Gpe (USA) Inc
Firm details
- Headquarters
- New York, New York
- CRD number
- 166839
- Registered since
- June 24, 2013
- Website
- www.hermes-investment.com
- Fee structure
- Fixed Fees
- Client types
- Other Investment Advisers100%
Firm profile
FINTRXOverview
Hermes Gpe (USA) Inc. is a corporate, SEC-registered institutional registered investment adviser (registered in 2013) that operates under a fixed-fee advisory model. Ownership is listed as a combination of a foreign entity and an individual. The firm identifies as an active ESG investor and reports its advisory assets as non-discretionary. It is not classified as a capital allocator and is not registered as a multi-state adviser. Regulatory and operational filings show the firm carries multiple industry roles beyond advisory, including affiliations with broker‑dealer activity, commodity pool/CTA registrations, trust company functions, and sponsorship roles for limited partnerships and pooled vehicles. Those activities indicate the firm can act as a sponsor, general partner, or managing member of investment vehicles it organizes.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
3 of 3
Karen Sands
Chief Operating OfficerCRD 6269340

Brooks Harrington
Chief Investment OfficerCRD 7530355

David Fitzharris
Chief Compliance OfficerCRD 4957434
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 215 Park Ave S
- Time zone
- ET (UTC-5)
- Office locations
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