Hermes Gpe (USA) Inc

RIASEC RegisteredEst. 2013
Total AUM
$1.7B
Discretionary
$0
0% of AUM
Avg account
$1.7B
Accounts
1
Employees
4
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
166839
Registered since
June 24, 2013
Fee structure
Fixed Fees
Client types
  • Other Investment Advisers100%

Firm profile

FINTRX

Overview

Hermes Gpe (USA) Inc. is a corporate, SEC-registered institutional registered investment adviser (registered in 2013) that operates under a fixed-fee advisory model. Ownership is listed as a combination of a foreign entity and an individual. The firm identifies as an active ESG investor and reports its advisory assets as non-discretionary. It is not classified as a capital allocator and is not registered as a multi-state adviser. Regulatory and operational filings show the firm carries multiple industry roles beyond advisory, including affiliations with broker‑dealer activity, commodity pool/CTA registrations, trust company functions, and sponsorship roles for limited partnerships and pooled vehicles. Those activities indicate the firm can act as a sponsor, general partner, or managing member of investment vehicles it organizes.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 3
  • Karen Sands

    Karen Sands

    Chief Operating OfficerCRD 6269340

  • Brooks Harrington

    Brooks Harrington

    Chief Investment OfficerCRD 7530355

  • David Fitzharris

    David Fitzharris

    Chief Compliance OfficerCRD 4957434

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
215 Park Ave S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth