HERMES GPE (USA) INC

RIASEC RegisteredEst. 2013
Total AUM
$1.7B
Discretionary
$0
0% of AUM
Avg account
$1.7B
Accounts
1
Employees
4
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
166839
Registered since
June 24, 2013
Fee structure
Fixed Fees
Client types
  • Other Investment Advisers100%

Firm profile

FINTRX

Overview

Hermes Gpe (USA) Inc. operates as a U.S. corporate arm of a foreign-linked ownership structure and has been SEC-registered since 2013. The adviser reports a fixed-fee compensation model and identifies as an active ESG investor, which suggests environmental, social and governance considerations are part of manager selection or portfolio screening. The firm’s public filings list multiple roles across the financial ecosystem — including broker-dealer functions, trust-company activity, and acting as sponsor, general partner or managing member of pooled vehicles — indicating capability to both advise on and structure externally managed investment vehicles. Investment activity is reported as non-discretionary, consistent with an advisory posture where client or account-level approval is required for trades or commitments. The firm’s allocation interests lean toward private-market and real-asset strategies as well as commodity exposure, while also using diversified pooled vehicles and mutual funds to implement those exposures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 3
  • KAREN SANDS

    Chief Operating OfficerCRD 6269340

  • DAVID FITZHARRIS

    Chief Compliance OfficerCRD 4957434

  • Brooks Harrington

    Chief Investment OfficerCRD 7530355

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
215 Park Ave S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth