HENRY JAMES INTERNATIONAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2014
Total AUM
$402M
Discretionary
$402M
100% of AUM
Avg account
$6.4M
Accounts
63
Employees
5
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
169293
Registered since
February 18, 2014
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • State / Municipal Government96.46%
  • HNWI3.37%
  • Individuals0.17%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Henry James International Management, Inc. is an SEC-registered investment adviser focused on discretionary portfolio management for individuals, families and institutional clients. The firm charges on a percentage-of-assets-under-management basis and shows a clear preference for exchange-traded equity exposure. Its filings indicate active management of global equities — with sizable positions in non‑U.S. names — and use of third‑party managers to access alternative strategies. Henry James International is not positioned as an ESG-focused or multi-state adviser in its filings. The firm services both private clients and smaller institutions, offering portfolio management for individuals/small businesses as well as for businesses or institutions. Alternatives and mutual funds appear to be used as complementing sleeve allocations rather than the core of the advisory business.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 3
  • MERCEDES CASTRELO-HUNTLEY

    Chief Compliance OfficerCRD 8220417

  • JAMES O'LEARY

    Chief Investment Officer, Senior Portfolio ManagerCRD 1430861

  • ARJEN KUYPER

    Chief Compliance OfficerCRD 1318810

Contacts

2 of 2
  • SUSAN O'LEARY

    OwnerCRD 6627099

  • CHRISTOPHER O'LEARY

    Marketing DirectorCRD 6627103

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
274 Madison Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth