Heck Capital Advisors, LLC

RIASEC Registered
Total AUM
$11.3B
Discretionary
$5B
44% of AUM
Avg account
$2.8M
Accounts
4,004
Employees
30
Advisory reps
24

Firm details

Headquarters
Rhinelander, Wisconsin
CRD number
143848
Registered since
May 14, 2007
Website
www.heckcapital.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, MIDWEST INSTITUTIONAL TRUST SERVICES, VOYA FINANCIAL ADVISORS, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Pension & Profit Sharing Plans35.29%
  • Corporations / Businesses23.36%
  • Charitable Organizations21.36%
  • HNWI17.58%
  • Individuals2.4%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Heck Capital Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2007. The firm serves both individual and family clients as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, pension consulting, and adviser selection services. Heck Capital operates as a capital allocator, integrating third‑party managers into client portfolios. Its fee arrangements include percentage‑of‑AUM charges alongside hourly, fixed and other fee structures. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 58%, Exchange Traded Equities 27%, Cash & Cash Equivalents 9%, US Government Bonds 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%58%
  • Public Funds/Mutual Funds58%
  • Exchange Traded Equities27%
  • Cash & Cash Equivalents9%
  • US Government Bonds3%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • David Heck

    David Heck

    Chief Operating Officer | Senior DirectorCRD 2288888

  • Kenneth Heck

    Kenneth Heck

    Chief Financial Officer | Senior DirectorCRD 2116134

Contacts

3 of 22
  • Olivia Stoll

    Olivia Stoll

    Associate DirectorCRD 7149924

  • Derek Bartle

    Derek Bartle

    Managing DirectorCRD 6069249

  • Stevie Radzinski

    Stevie Radzinski

    Director, Client Service and OperationsCRD 6127273

Unlock 19 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 174

Active vs passive

$1.8B in ETFs

Passive

84%

$1.5B

Active

15%

$289M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$266M346,87515.08%
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Location

Primary office

Rhinelander, WI

Oneida

Location

Rhinelander, WI

Headquartered in Rhinelander, WI, in the Midwest of the United States.

Region
Midwest
County
Oneida
Address
15 E Anderson St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth