Headwaters Financial Planning, LLC

RIASEC Registered
Total AUM
$900K
Discretionary
$900K
100% of AUM
Avg account
$113K
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
330133
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Headwaters Financial Planning, LLC operates as an independent Registered Investment Advisor (RIA) focused on providing financial planning services and portfolio management primarily for individuals and families. The firm emphasizes a personalized approach to wealth management, catering to the unique needs of its clients. Headwaters Financial Planning does not engage in capital allocation or serve as a pension consultant, which allows it to concentrate on its core advisory activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 10%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities10%

Contacts

1 of 1
  • Meaghan Brugge

    Meaghan Brugge

    Owner, Financial AdvisorCRD 7866074

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth