HEADLANDS CAPITAL

RIASEC RegisteredEst. 2014
Total AUM
$949M
Discretionary
$949M
100% of AUM
Avg account
$94.9M
Accounts
10
Employees
13
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
163598
Registered since
April 9, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Headlands Capital is a privately held investment manager that runs pooled vehicles for institutional clients, with a focus on private equity strategies alongside hedge fund activity. The firm operates as a limited liability company and has been SEC-registered since 2014. Its business model centers on actively managed pooled funds where it serves as sponsor and general partner for private funds; it does not present itself as a multi-state or ESG-driven adviser. Fee arrangements combine a percentage of assets under management with performance-based compensation, reflecting a traditional alternative-manager structure that aligns manager incentives with fund performance. Investment emphasis is on control and growth-oriented private market strategies, complemented by opportunistic hedge fund positions. Headlands Capital acts both as an allocator to third-party alternative managers and as a principal manager of its own funds. The firm’s activity profile and filings indicate meaningful exposure to illiquid assets and a willingness to use commodity and energy-related investments where tactical opportunities arise.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • CRISTIN BROWN

    Chief Financial OfficerCRD 6128587

  • KIMBERLY JOHANSON

    Chief Financial Officer & Chief Compliance OfficerCRD 7445637

Contacts

1 of 1
  • III PARK

    Managing PartnerCRD 4281353

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth