HAWKS POINT CAPITAL PARTNERS LLC

RIASEC RegisteredEst. 2021
Total AUM
$61.4M
Discretionary
$0
0% of AUM
Avg account
$30.7M
Accounts
2
Employees
3
Advisory reps
3

Firm details

Headquarters
RYE BROOK, New York
CRD number
307006
Registered since
December 21, 2021
Fee structure
Percentage of AUM
Client types
  • Insurance Companies61.77%
  • Other Investment Advisers38.23%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hawks Point Capital Partners LLC is a small, institution-focused registered investment adviser that provides portfolio management services to businesses and institutional clients. The firm operates as a limited liability company and runs on a percentage-of-AUM fee model. Filings indicate Hawks Point’s advisory role is largely non-discretionary, meaning the firm delivers investment recommendations and portfolio oversight while clients retain final trading authority. Investment activity is concentrated and specialized rather than broad retail coverage. The firm’s filings classify its primary asset exposure as “Other,” and it explicitly allocates to private credit through third‑party managers. That combination points to a focus on private and bespoke credit strategies and customized institutional mandates rather than mass-market public-equity or ETF model portfolios. Hawks Point is not positioned as a multi-state or pension consultant, and it does not self-identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Contacts

3 of 3
  • NANA BAFFOUR-GYEWU

    MemberCRD 4440892

  • John Hartzell

    Co-Founder & Managing PartnerCRD 7211198

  • Jaime Garza

    Co-Founder & Managing PartnerCRD 7211200

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

RYE BROOK, NY

WESTCHESTER

Location

RYE BROOK, NY

Headquartered in RYE BROOK, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
800 Westchester Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth