HAWK100

RIASEC Registered
Total AUM
$14M
Discretionary
$14M
100% of AUM
Avg account
$222K
Accounts
63
Employees
2
Advisory reps
2

Firm details

Headquarters
DUBLIN, Ohio
CRD number
130927
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI66.91%
  • Individuals31.41%
  • Corporations / Businesses1.69%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Hawk100 is an independent, individually owned limited liability company operating as a registered investment adviser. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and educational seminars. Its billing model includes percentage-of-AUM fees alongside hourly and fixed-fee arrangements. Hawk100 is not listed as an active ESG investor and does not act as a capital allocator; it appears to outsource alternative strategies to third-party managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 81%, Exchange Traded Equities 6%, US Government Bonds 5%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Private Funds 1%81%
  • Public Funds/Mutual Funds81%
  • Exchange Traded Equities6%
  • US Government Bonds5%
  • Cash & Cash Equivalents5%
  • Non-Exchange Traded Equities1%

Contacts

2 of 2
  • Richard Clemens

    Research AnalystCRD 8207472

  • RICHARD CLEMENS

    PresidentCRD 2697548

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DUBLIN, OH

FRANKLIN

Location

DUBLIN, OH

Headquartered in DUBLIN, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
555 Metro Pl N
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth