Hathaway Financial LLC

Overview

Hathaway Financial LLC is a small, adviser-focused practice that manages concentrated equity allocations for individual and family clients, with portfolio management targeted at individuals and small businesses. The firm charges fees based on a percentage of assets under management and operates as an individual-owned limited liability company. Its public stance is non-ESG and it does not position itself as a pension consultant or multi-state adviser. Investment activity centers on exchange-traded equities as the primary building block of client portfolios, supplemented by pooled products such as mutual funds and annuities. The firm also allocates to third-party alternative managers in venture capital, private placements and real estate to add non-correlated return streams and access privately-sourced opportunities. Given the small client base and the discretionary tilt of its assets, Hathaway Financial typically implements bespoke allocations rather than one-size-fits-all model portfolios.

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Public Holdings

Investments & Alternatives

Location & Offices