Hathaway Capital Management, LLC

RIAState Registered
Total AUM
$41.4M
Discretionary
$41.4M
100% of AUM
Avg account
$844K
Accounts
49
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
292255
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI74.99%
  • Pooled Investment Vehicles15.95%
  • Individuals9.06%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hathaway Capital Management, LLC is organized as a limited liability company that operates with a private-equity fund orientation while providing discretionary portfolio management across individual, pooled-vehicle and institutional/client business relationships. The firm serves both individual and family clients as well as institutional investors, and it charges a mix of percentage-of-AUM and fixed fees. Its advisory activity includes managing separate accounts and acting as adviser and sponsor to pooled investment vehicles; the firm also serves as a general partner/managing member on investment vehicles it runs. The firm is not positioned as a multi-state adviser or an active ESG investor, and it is not identified as a capital allocator. Ownership is reported as individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 81%, US Government Bonds 16%, Cash & Cash Equivalents 3%81%
  • Exchange Traded Equities81%
  • US Government Bonds16%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • Jason Hathaway

    Jason Hathaway

    PartnerCRD 5001545

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth