Hathaway Capital Management, LLC

RIASEC Registered
Total AUM
$41.4M
Discretionary
$41.4M
100% of AUM
Avg account
$844K
Accounts
49
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
292255
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI74.99%
  • Pooled Investment Vehicles15.95%
  • Individuals9.06%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hathaway Capital Management, LLC is a small, privately held investment adviser that combines standard equity management with a hands-on role in private funds. The firm serves both individual and institutional clients and provides portfolio management for separate accounts, pooled investment vehicles and business or institutional mandates. Its investment posture favors equities — implemented primarily through exchange-traded vehicles and separately managed account (SMA) structures — while also sponsoring and managing a private equity fund. Fee arrangements include both AUM-based and fixed-fee structures, and the firm does not identify as an active ESG investor. As an adviser and sponsor, Hathaway Capital Management acts as a general partner/managing member on pooled vehicles it manages, which points to direct involvement in sourcing, structuring and managing private fund investments alongside its public market activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 81%, US Government Bonds 16%, Cash & Cash Equivalents 3%81%
  • Exchange Traded Equities81%
  • US Government Bonds16%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • Jason Hathaway

    Jason Hathaway

    PartnerCRD 5001545

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth