Harvesting Gains Corporation

RIAState Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
1
Advisory reps
2

Firm details

Headquarters
San Diego, California
CRD number
341790
Fee structure
Percentage of AUM
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersSecurity Ratings / Pricing ServicesMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Harvesting Gains Corporation is a privately owned corporate advisory firm that operates as a capital allocator and charges fees as a percentage of assets under management. The firm identifies its core advisory activities as financial planning, portfolio management for individuals and small businesses, selection of other advisers, security ratings or pricing services, market timing services, and running educational seminars and workshops. Its industry affiliation includes activity as a real estate broker. The firm is recorded as an individual-owned entity with an unclassified registration posture. FINTRX flags it as not being an active ESG investor, not a multistate adviser, and not newly formed. The data also shows pension consulting listed among its advisory activities while concurrently indicating it is not designated as a pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Joseph Stella

    Joseph Stella

    Owner and PrincipalCRD 6372577

  • Steven Prescott

    PresidentCRD 5482853

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Diego, CA

San Diego

Location

San Diego, CA

Headquartered in San Diego, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
7636 Marker Rd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth