Harvest Investment Advisors, LLC

RIASEC Registered
Total AUM
$200M
Discretionary
$198M
99% of AUM
Avg account
$715K
Accounts
280
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
136693
Registered since
June 2, 2021
Website
harvestinvestmentadvisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI86.37%
  • Individuals12.99%
  • Charitable Organizations0.64%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Harvest Investment Advisors, LLC is an independent, individually owned registered investment adviser that provides fee-based portfolio management, primarily to individuals, families and small businesses, with some institutional clients. The firm is structured as an LLC and has been SEC-registered since 2021. Its advisory practice centers on discretionary portfolio management charged as a percentage of assets under management. Harvest does not market itself as an ESG-focused manager and is not identified as a capital allocator or pension consultant in its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 39%, State & Local Bonds 3%, Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 3%, US Government Bonds 1%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds39%
  • State & Local Bonds3%
  • Investment Grade Corp Bonds3%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • Millard Roberts

    Millard Roberts

    FounderCRD 4554816

  • Kristin Roberts

    Kristin Roberts

    Compliance OfficerCRD 5382938

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 8

Active vs passive

$98.3M in ETFs

Passive

100%

$98.3M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$41.3M56,05741.98%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth