HARRADEN CIRCLE INVESTMENTS, LLC

RIASEC RegisteredEst. 2025
Total AUM
$563M
Discretionary
$563M
100% of AUM
Avg account
$51.2M
Accounts
11
Employees
9
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
310227
Registered since
July 25, 2025
Custodians
CLEAR STREET LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.57%
  • Corporations / Businesses0.43%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harraden Circle Investments, LLC is structured as an LLC and operates as a hedge fund manager that primarily serves institutional clients. The firm registered with the SEC in 2025 and bills clients using a combination of asset-based fees and performance-linked fees. Its advisory scope is concentrated on portfolio management for pooled investment vehicles and for business or institutional balance sheets. Harraden Circle reports it is not an active ESG investor and is not organized as a capital allocator; it also identifies roles as an adviser/sponsor and as a general partner/managing member of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Cash & Cash Equivalents 31%69%
  • Exchange Traded Equities69%
  • Cash & Cash Equivalents31%

Owners & executives

2 of 2
  • GEORGE ROECK

    Chief Operating OfficerCRD 4411063

  • DAVID MOGILENSKY

    Chief Financial OfficerCRD 5554992

Contacts

1 of 1
  • FREDERICK FORTMILLER JR

    CRD 7279838

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
885 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth