HARMAN INVESTMENT ADVISORS

RIASEC Registered
Total AUM
$3M
Discretionary
$3M
100% of AUM
Avg account
$370K
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
NORTHBROOK, Illinois
CRD number
122641
Custodians
ROBERT W. BAIRD & CO. INCORPORATED
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harman Investment Advisors is a small, privately owned corporate RIA that provides fee-based portfolio management to individuals, families and small businesses. The firm’s advisory mandate centers on discretionary portfolio management for both personal and business clients, with a clear preference for equity exposure: its filings list exchange-traded equities as the primary asset type. Harman charges a percentage-of-AUM fee and does not position itself as an ESG-focused or multi-state advisory firm. The business model appears boutique and hands-on given the compact client base and fully discretionary mandate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 15%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents15%

Contacts

1 of 1
  • DOUGLAS HARMAN

    Equity Investment ManagementCRD 716230

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

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Location

Primary office

NORTHBROOK, IL

COOK

Location

NORTHBROOK, IL

Headquartered in NORTHBROOK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
555 Skokie Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth