HARKNESS CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 289882
- Registered since
- July 17, 2020
- Website
- www.harknesscapital.com
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Harkness Capital Management LLC is an SEC‑registered investment adviser organized as a limited liability company and classified as a private equity manager. The firm’s business centers on advising and managing pooled investment vehicles, acting in sponsor and general partner roles for those vehicles. Its client base is institutional, and its fee arrangements combine asset‑based charges with performance‑linked fees and other negotiated terms, consistent with active, manager‑led strategies. Investment activity is concentrated on private markets and real assets. Harkness favors private equity and private placement strategies and sponsors vehicles that pursue control or significant minority positions in private companies. The firm also allocates to real estate and commodity‑linked opportunities, including oil and gas, and uses both in‑house and third‑party managers where appropriate. Harkness does not position itself as an active ESG investor and is set up primarily to manage pooled funds rather than direct retail advisory mandates. Harkness is affiliated with investment sponsor and GP roles—serving as adviser, sponsor, and managing member of the pooled vehicles it runs. That structural setup typically implies hands‑on portfolio management, operational involvement in portfolio companies, and alignment between the adviser and fund investors through carried interest and performance fees.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1WILLIAM RUSTUM
General Counsel and Chief Compliance OfficerCRD 7666889
Contacts
2 of 2MARY DARDANI
MemberCRD 7666887
EDWARD DARDANI
Founding PartnerCRD 1320458
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 475 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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