HARKNESS CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2020
Total AUM
$204M
Discretionary
$169M
83% of AUM
Avg account
$40.8M
Accounts
5
Employees
10
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
289882
Registered since
July 17, 2020
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Harkness Capital Management LLC is an SEC‑registered investment adviser organized as a limited liability company and classified as a private equity manager. The firm’s business centers on advising and managing pooled investment vehicles, acting in sponsor and general partner roles for those vehicles. Its client base is institutional, and its fee arrangements combine asset‑based charges with performance‑linked fees and other negotiated terms, consistent with active, manager‑led strategies. Investment activity is concentrated on private markets and real assets. Harkness favors private equity and private placement strategies and sponsors vehicles that pursue control or significant minority positions in private companies. The firm also allocates to real estate and commodity‑linked opportunities, including oil and gas, and uses both in‑house and third‑party managers where appropriate. Harkness does not position itself as an active ESG investor and is set up primarily to manage pooled funds rather than direct retail advisory mandates. Harkness is affiliated with investment sponsor and GP roles—serving as adviser, sponsor, and managing member of the pooled vehicles it runs. That structural setup typically implies hands‑on portfolio management, operational involvement in portfolio companies, and alignment between the adviser and fund investors through carried interest and performance fees.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • WILLIAM RUSTUM

    General Counsel and Chief Compliance OfficerCRD 7666889

Contacts

2 of 2
  • MARY DARDANI

    MemberCRD 7666887

  • EDWARD DARDANI

    Founding PartnerCRD 1320458

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
475 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth