HARFST AND ASSOCIATES, INC.

RIASEC RegisteredEst. 2010

Total AUM

$783M

Discretionary

$783M

100% of AUM

Avg account

$509K

Accounts

1,539

Employees

Advisory reps

Firm details

Headquarters: SHERIDAN, Wyoming
CRD number: 145090
Registered since: July 21, 2010
Website: www.harfstandassociates.com
Custodians: CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI75.55%
Individuals14.57%
Charitable Organizations7.43%
Pension & Profit Sharing Plans1.8%
Corporations / Businesses0.65%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Harfst And Associates, Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2010. The firm serves both individual and family clients as well as institutional clients, and describes itself as a capital allocator rather than a single-strategy manager. Its advisory services include financial planning, portfolio management for individuals and for businesses or institutions, pension consulting and selection of sub‑advisers. Compensation arrangements are flexible: the firm charges a percentage of assets under management and also uses hourly and fixed-fee engagements. The firm does not position itself as an active ESG investor and is not organized as a multi-state adviser. Harfst And Associates, Inc. has been recognized by Citywire, appearing in its "50 Growers Across America" list in both 2022 and 2023.