Harfst And Associates, Inc.

RIASEC RegisteredEst. 2010

Total AUM

$783M

Discretionary

$783M

100% of AUM

Avg account

$509K

Accounts

1,539

Employees

Advisory reps

Firm details

Headquarters: Sheridan, Wyoming
CRD number: 145090
Registered since: July 21, 2010
Website: www.harfstandassociates.com
Custodians: CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI75.55%
Individuals14.57%
Charitable Organizations7.43%
Pension & Profit Sharing Plans1.8%
Corporations / Businesses0.65%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Harfst And Associates, Inc. is an independent, SEC-registered advisory corporation that has operated since 2010 and is owned by an individual principal. The firm serves both individual and family clients as well as institutional clients and positions itself as a capital allocator—selecting and directing capital to outside managers and pooled products as part of its advisory work. Its fee arrangements include percentage-of-AUM billing, hourly charges, and fixed fees. Core advisory services are financial planning and portfolio management across individual, small-business, and institutional accounts. The firm also provides pension consulting and the selection of other advisers. Harfst And Associates does not identify as an active ESG investor and is not registered as a multi-state advisor. Citywire recognized the firm in its "50 Growers Across America" list in both 2022 and 2023.