Harborview Capital Management LLC

RIASEC Registered
Total AUM
$33.5M
Discretionary
$33.5M
100% of AUM
Avg account
$356K
Accounts
94
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
153807
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI88.46%
  • Individuals11.54%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Harborview Capital Management LLC is an independent, owner-operated registered investment adviser organized as an LLC that focuses on portfolio management for individuals and small businesses. The firm charges asset-based fees and can assess performance-based fees for certain client arrangements. Its client base is concentrated on individual and family investors, and the firm reports that all assets are managed on a discretionary basis. Harborview does not identify as an active ESG investor and is not a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 40%, Non-Exchange Traded Equities 25%, Cash & Cash Equivalents 15%, US Government Bonds 10%, Derivatives 10%40%
  • Exchange Traded Equities40%
  • Non-Exchange Traded Equities25%
  • Cash & Cash Equivalents15%
  • US Government Bonds10%
  • Derivatives10%

Contacts

1 of 1
  • Paul Gibson

    Partner and Portfolio ManagerCRD 2478007

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth