Halo Securities, LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
55
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
279029
Registered since
February 16, 2017

Firm profile

FINTRX

Overview

Halo Securities, LLC is organized as a limited liability company and appears in SEC records with an initial registration year of 2017. Source data describes ownership as involving a domestic entity and an individual principal. The firm is marked as unclassified in the snapshot data and is not identified as a capital allocator, pension consultant, related adviser, or an active ESG investor. Several advisor-status flags are negative: it is not listed as a multi-state adviser and is not flagged as newly formed. The firm did not provide information about its advisory activities, business lines, fee structure, or client base in the dataset provided. That absence of operational detail limits what can be inferred about its service model or target clientele from these records alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Matthew Radgowski

    Matthew Radgowski

    Chief Executive OfficerCRD 2510172

  • Dana Goldstein

    Dana Goldstein

    Chief Compliance OfficerCRD 1993607

Contacts

3 of 53
  • Joseph Gerard

    Joseph Gerard

    DirectorCRD 3031695

  • Paul Nitsche

    Paul Nitsche

    Operations AssociateCRD 8057658

  • Laurin Starck

    Laurin Starck

    DirectorCRD 4465925

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
200 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth