HALO SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
55
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
279029
Registered since
February 16, 2017

Firm profile

FINTRX

Overview

Halo Securities, LLC is organized as a limited liability company and is listed as an SEC-registered adviser since 2017. FINTRX classifies the firm as unclassified and records its ownership as a mix of a domestic entity and an individual. The profile on file does not include details on the firm's client segments, fee schedule, specific business lines, or advisory services. The firm is not identified as a capital allocator and is not marked as an active ESG investor. FINTRX also indicates Halo Securities, LLC is not a multi-state adviser, not a newly formed adviser, and does not serve in a pension consultant or related-adviser capacity.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • MATTHEW RADGOWSKI

    Chief Executive OfficerCRD 2510172

  • DANA GOLDSTEIN

    Chief Compliance OfficerCRD 1993607

  • THOMAS BELKA

    CFOCRD 2974998

Contacts

3 of 52
  • Joseph Gerard

    DirectorCRD 3031695

  • Paul Nitsche

    Operations AssociateCRD 8057658

  • LAURIN STARCK

    DirectorCRD 4465925

Unlock 49 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
200 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth