HAFNIA FINANCIAL, INC.
Firm details
- Headquarters
- SAN DIEGO, California
- CRD number
- 315096
- Website
- hafniafin.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals60.43%
- HNWI31.69%
- Other Investment Advisers5.36%
- Pension & Profit Sharing Plans2.51%
- Corporations / Businesses0.02%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Hafnia Financial, Inc. is a small registered investment adviser that manages discretionary portfolios primarily for individuals, families and small businesses. The firm runs a fee-based practice charging a percentage of assets under management and emphasizes pooled public vehicles—chiefly mutual funds and other public funds—over a heavy allocation to individually traded equities. Its client base spans both individual & family and institutional relationships, and its advisory activity centers on portfolio management for individuals and small businesses. The firm reports using third‑party alternative investment managers alongside traditional fixed income and mutual fund holdings, signaling a willingness to include externally managed alternative strategies within client portfolios.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Exchange Traded Equities13%
- Cash & Cash Equivalents13%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1Sean Gelt
Chief Compliance Officer And Operations ManagerCRD 7468557
Contacts
1 of 1JAN GLEISNER
PresidentCRD 4593724
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAN DIEGO, CA
SAN DIEGO
Location
SAN DIEGO, CA
Headquartered in SAN DIEGO, CA, in the West of the United States.
- Region
- West
- County
- SAN DIEGO
- Address
- 12544 High Bluff Dr
- Time zone
- PT (UTC-8)
- Office locations
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