Haddock Capital LLC
Firm details
- Headquarters
- ,
- CRD number
- 336518
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Individuals59.05%
- HNWI40.95%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Haddock Capital LLC is a very small, owner-operated investment adviser organized as an LLC. The firm focuses on discretionary portfolio management for individuals and small businesses, and it also provides portfolio management to businesses or institutional clients on a limited scale. Compensation comes from a combination of a percentage of assets under management and performance-based fees, which indicates the firm may structure client relationships that tie part of its pay to investment results. Haddock Capital does not identify as an ESG investor, is not registered as a multi-state adviser, and is classified as an unclassified adviser under its filing. The firm’s asset mix and client makeup point to a concentrated practice working with a handful of clients rather than a scaled, multi-state RIA.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents66%
- Exchange Traded Equities34%
Contacts
1 of 1
Emilio Nahon Serfaty
FounderCRD 8090267
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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