GUSTO INVESTMENT SERVICES, LLC

RIASEC RegisteredEst. 2015
Total AUM
$12B
Discretionary
$8.6B
72% of AUM
Avg account
$24K
Accounts
500,455
Employees
3
Advisory reps
2

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
281515
Registered since
October 8, 2015
Custodians
BENEFIT TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • Pension & Profit Sharing Plans96.83%
  • Other3.17%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Gusto Investment Services, LLC is an SEC-registered investment adviser that began registration in 2015 and operates as a limited liability company. The firm is listed as serving institutional clients while its registered advisory activities include portfolio management for individuals and small businesses and pension consulting services. Its stated fee model is a percentage-of-assets-under-management structure. The firm is not identified as a capital allocator, does not describe itself as an active ESG investor, and is not registered as a multi-state adviser or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 99%, Cash & Cash Equivalents 1%99%
  • Public Funds/Mutual Funds99%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • QIAN LIU

    Chief Data OfficerCRD 5562584

  • ELIZABETH MASTROBATTISTO

    Chief Compliance OfficerCRD 5667446

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
525 20th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth