Guggenheim Corporate Funding, LLC

RIASEC RegisteredEst. 2019

Total AUM

$11.3B

Discretionary

$8.1B

72% of AUM

Avg account

$353M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 300895
Registered since: April 25, 2019
Website: www.guggenheiminvestments.com
Custodians: THE BANK OF NEW YORK MELLON, U.S. BANCORP INVESTMENTS, INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles70.63%
Corporations / Businesses26.71%
Insurance Companies2.65%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guggenheim Corporate Funding, LLC is a multi-strategy fund manager that operates as a limited liability company and serves institutional clients. The firm is registered with the SEC (since 2019) and is structured to run pooled vehicles and manage portfolios for businesses or institutions. Its activities span roles typical of an active manager in credit and structured products: it is classified across hedge fund, private equity, securitized asset fund and multifaceted fund-manager categories, and it also reports CPO/CTA business activity. The firm charges fees as a percentage of assets under management and can earn performance-based fees. Guggenheim Corporate Funding reports being an active ESG investor and lists a mix of industry affiliations that include broker-dealer relationships, registered municipal advisor status, and roles as sponsor/GP/managing member of pooled vehicles.