GUGGENHEIM CORPORATE FUNDING, LLC

RIASEC RegisteredEst. 2019

Total AUM

$11.3B

Discretionary

$8.1B

72% of AUM

Avg account

$353M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 300895
Registered since: April 25, 2019
Website: www.guggenheiminvestments.com
Custodians: THE BANK OF NEW YORK MELLON, U.S. BANCORP INVESTMENTS, INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles70.63%
Corporations / Businesses26.71%
Insurance Companies2.65%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guggenheim Corporate Funding, LLC is an SEC-registered investment manager (registration year 2019) that operates as a limited liability company and serves institutional clients. The firm is structured to run multiple pooled vehicles and other institutional mandates, and its regulatory filings list classifications that include hedge funds, private equity funds, securitized-asset funds and a broader multifaceted fund manager role. It identifies as an active ESG investor and charges both a percentage-of-assets fee and performance-based fees for certain strategies. Guggenheim Corporate Funding performs commodity pool operator/commodity trading advisor activities and provides portfolio management for pooled investment vehicles as well as for businesses and institutions. The firm also reports a variety of industry affiliations, including roles as broker-dealer, registered municipal advisor, registered security-based swap dealer, insurance company affiliate, sponsor/GP/managing member of pooled vehicles, real estate broker, and pension consultant.