Guardian Capital Group LLC

RIASEC Registered
Total AUM
$13.4M
Discretionary
$13.4M
100% of AUM
Avg account
$199K
Accounts
67
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
149856
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals77.8%
  • HNWI22.2%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Guardian Capital Group LLC is a small, individually owned LLC that provides portfolio management to individuals and small businesses while also operating as an insurance broker. The firm charges fees as a percentage of assets under management and serves an individual and family client base. Guardian does not describe itself as a capital allocator or as a multi-state or ESG-focused adviser; it is not identified as a related adviser and does not list pension consulting or family office services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 20%, Cash & Cash Equivalents 5%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Linda Rachel

    Linda Rachel

    Founder and Chief Investment OfficerCRD 3030705

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth