Guardian Capital Group LLC
RIAState Registered
Total AUM
$13.4M
Discretionary
$13.4M
100% of AUM
Avg account
$199K
Accounts
67
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 149856
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals77.8%
- HNWI22.2%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Guardian Capital Group LLC is an independent, individual-owned registered investment adviser organized as an LLC. The firm focuses on fee-based portfolio management for individuals, families and small businesses and also operates as an insurance broker, which feeds into its use of annuity products alongside managed investment portfolios. Its fee model is a percentage of assets under management. Guardian does not identify as an active ESG investor and is not structured as a capital allocator to outside managers.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Exchange Traded Equities20%
- Cash & Cash Equivalents5%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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