Grimaldi Investment Services, LLC

RIASEC Registered
Total AUM
$14.8M
Discretionary
$14.8M
100% of AUM
Avg account
$675K
Accounts
22
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
121646
Fee structure
Percentage of AUM
Client types
  • Individuals90.66%
  • Corporations / Businesses9.34%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Grimaldi Investment Services, LLC operates as a small, equity-focused advisory shop that manages client portfolios on a discretionary basis. The firm serves individual and family clients as well as institutional accounts, delivering portfolio management for both private households and businesses. Its stated business model is fee-based, charging a percentage of assets under management. Investment activity centers on equities, with a clear preference for exchange-traded instruments. The firm does not identify itself as an active ESG investor and is not positioned as a multi-state adviser. Advisory services emphasize standard portfolio management rather than pension consulting or broader capital-allocation mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Other 25%, Cash & Cash Equivalents 15%, US Government Bonds 3%57%
  • Exchange Traded Equities57%
  • Other25%
  • Cash & Cash Equivalents15%
  • US Government Bonds3%

Contacts

1 of 1
  • John Grimaldi

    PresidentCRD 1229025

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth