Griffin Financial Advisors, LLC

RIASEC Registered
Total AUM
$65.7M
Discretionary
$59M
90% of AUM
Avg account
$228K
Accounts
288
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
171455
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI57.02%
  • Individuals42.98%
Services
Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Griffin Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm primarily serves individual and family clients and combines advisory services with an insurance brokerage practice. Its advisory offerings center on financial planning and portfolio management for individuals and small businesses, supplemented by periodic publications and educational workshops and seminars. Fee arrangements include a percentage-of-assets model alongside hourly and fixed-fee engagements. The firm does not identify as an ESG-focused allocator, is not registered as a multi-state adviser in the data provided, and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 37%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 1%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities37%
  • Investment Grade Corp Bonds2%
  • Cash & Cash Equivalents1%

Contacts

2 of 2
  • Kevin Griffin

    Kevin Griffin

    PresidentCRD 1467061

  • Kevin Griffin

    Kevin Griffin

    Investment AdvisorCRD 6665661

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth