Greenhaven Associates Inc

RIASEC Registered

Total AUM

$11.7B

Discretionary

$11.7B

100% of AUM

Avg account

$51.8M

Accounts

225

Employees

Advisory reps

Firm details

Headquarters: Purchase, New York
CRD number: 104729
Registered since: March 18, 1988
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI72.24%
Charitable Organizations21.04%
Corporations / Businesses4.83%
Pension & Profit Sharing Plans1.9%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Greenhaven Associates Inc. is an SEC-registered institutional RIA (registered in 1988) that manages portfolios for both individual/family clients and institutional investors. The firm operates as a corporation with individual ownership and focuses on discretionary portfolio management across separate accounts and pooled vehicles. Its fee model combines an asset-based fee and, in some cases, performance-based fees. Greenhaven reports it is not an active ESG investor. Advisory capabilities listed include portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio management for businesses or institutions. The firm identifies equities as its primary investment preference.