Great Waters Financial
Firm details
- Headquarters
- Shoreview, Minnesota
- CRD number
- 308215
- Registered since
- March 28, 2022
- Website
- greatwatersfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.66%
- Individuals37.27%
- Charitable Organizations0.05%
- Corporations / Businesses0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Great Waters Financial is an independent, SEC-registered registered investment adviser that began registration in 2022 and operates as a limited liability company. The firm focuses on providing advice to individuals and families and serves as a capital allocator, combining portfolio management with financial planning and related advisory services. Its service menu includes portfolio management for individuals, small businesses and other institutions, selection of outside advisers, and client education through seminars or workshops. The firm also conducts insurance brokerage activity and offers fee arrangements that include percentage-of-AUM billing alongside hourly and fixed-fee options. Great Waters Financial identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities6%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2Maya Arseneau
Chief of StaffCRD 7862507
Michael Palumbo
CEOCRD 6272553
Contacts
3 of 25Timothy LoStracco
Planning AdvisorCRD 7626625
Matthew Hentges
Planning AdvisorCRD 7729242
Amelia Kinch
Client Operations AssociateCRD 8231944
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 61Active vs passive
$1B in ETFs
9%
$94.9M
90%
$915M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $240M | 2,934,668 | 23.81% |
Location
Shoreview, MN
Ramsey
Location
Shoreview, MN
Headquartered in Shoreview, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Ramsey
- Address
- 4100 Lexington Ave N
- Time zone
- CT (UTC-6)
- Office locations
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