GREAT WATERS FINANCIAL
Firm details
- Headquarters
- SHOREVIEW, Minnesota
- CRD number
- 308215
- Registered since
- March 28, 2022
- Website
- greatwatersfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.66%
- Individuals37.27%
- Charitable Organizations0.05%
- Corporations / Businesses0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Great Waters Financial is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2022. The firm serves individual and family clients and acts as a capital allocator, offering both advisory and insurance-brokerage services. Its advisory scope includes comprehensive financial planning, portfolio management for individuals, small businesses and institutions, selection of outside advisers, and educational seminars or workshops. Fee arrangements are flexible: the firm charges percentage-of-AUM fees and also uses hourly and fixed-fee engagements. Great Waters Financial identifies as an active ESG investor, and it incorporates third-party managers into its allocation process.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities6%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2Maya Arseneau
Chief of StaffCRD 7862507
MICHAEL PALUMBO
CEOCRD 6272553
Contacts
3 of 23Timothy LoStracco
Planning AdvisorCRD 7626625
Matthew Hentges
Planning AdvisorCRD 7729242
Amelia Kinch
Client Operations AssociateCRD 8231944
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$889M in ETFs
10%
$88.9M
90%
$800M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $200M | 2,817,903 | 22.48% |
Location
SHOREVIEW, MN
RAMSEY
Location
SHOREVIEW, MN
Headquartered in SHOREVIEW, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- RAMSEY
- Address
- 4100 Lexington Ave N
- Time zone
- CT (UTC-6)
- Office locations
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