GREAT PATH PLANNING

RIASEC RegisteredEst. 2020
Total AUM
$167M
Discretionary
$163M
97% of AUM
Avg account
$591K
Accounts
283
Employees
3
Advisory reps
2

Firm details

Headquarters
GOSHEN, New York
CRD number
284461
Registered since
September 2, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Hourly Charges, Fixed Fees
Client types
  • HNWI95.73%
  • Individuals2.47%
  • Corporations / Businesses1.8%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Great Path Planning is an independent registered investment adviser organized as an LLC and SEC-registered since 2020. The firm serves individuals and families and is owned by an individual principal. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. The firm bills using hourly and fixed-fee arrangements and is also identified with accounting-related business activities, which suggests integration of tax or accounting expertise into its client work. Great Path Planning does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Exchange Traded Equities 3%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%93%
  • Public Funds/Mutual Funds93%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents2%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Contacts

2 of 2
  • CHRISTOPHER POLLARD

    PrincipalCRD 5603384

  • Bennett Kaplan

    Financial PlannerCRD 7165167

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$142M in ETFs

Passive

73%

$103M

Active

21%

$38.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$16.3M50,85811.47%

Location

Primary office

GOSHEN, NY

ORANGE

Location

GOSHEN, NY

Headquartered in GOSHEN, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
ORANGE
Address
12 Scotchtown Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth