GRAND SLAM ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2012
Total AUM
$35M
Discretionary
$35M
100% of AUM
Avg account
$5M
Accounts
7
Employees
2
Advisory reps
2

Firm details

Headquarters
ENGLEWOOD CLIFFS, New Jersey
CRD number
161122
Registered since
March 30, 2012
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles56.75%
  • HNWI43.25%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Grand Slam Asset Management, LLC is a small, owner-operated hedge fund adviser registered with the SEC in 2012 and structured as a limited liability company. The firm serves both high-net-worth individuals and institutional clients, delivering discretionary portfolio management for individual accounts and for pooled investment vehicles. Its fee model combines a percentage of assets under management with performance-based fees consistent with hedge fund structures. Investment activity centers on a fixed-income bias, with U.S. government bonds taking a substantial position in client portfolios. The firm also operates as an adviser and sponsor of pooled vehicles, and it uses external alternative managers—particularly private equity and hedge funds—as part of its investment mix. Grand Slam is not positioned as an ESG-focused manager and does not present itself as a multi-state advisory platform.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 64%, Exchange Traded Equities 20%, Non-Investment Grade Corp Bonds 16%64%
  • US Government Bonds64%
  • Exchange Traded Equities20%
  • Non-Investment Grade Corp Bonds16%

Owners & executives

2 of 2
  • MITCHELL SACKS

    Chief Investment OfficerCRD 1489838

  • ERIK VOLFING

    Chief Financial and Operating OfficerCRD 2256769

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

ENGLEWOOD CLIFFS, NJ

BERGEN

Location

ENGLEWOOD CLIFFS, NJ

Headquartered in ENGLEWOOD CLIFFS, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
BERGEN
Address
600 Sylvan Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth