GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2019
Total AUM
$251M
Discretionary
$251M
100% of AUM
Avg account
$201K
Accounts
1,251
Employees
8
Advisory reps
7

Firm details

Headquarters
Washington, District of Columbia
CRD number
281772
Registered since
April 18, 2019
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Individuals65.8%
  • HNWI33.58%
  • Corporations / Businesses0.61%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Graham Capital Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2019. The firm manages client portfolios on a fee basis (percentage of assets under management) and focuses its advisory services on financial planning and portfolio management for individuals, families and small businesses; it also serves institutional clients. The firm is not positioned as a capital allocator and does not describe itself as an active ESG investor. Industry relationships include referrals or affiliations with an accounting firm and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Non-Investment Grade Corp Bonds 15%, Non-Exchange Traded Equities 7%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 5%, US Government Bonds 4%, Public Funds/Mutual Funds 4%, State & Local Bonds 1%58%
  • Exchange Traded Equities58%
  • Non-Investment Grade Corp Bonds15%
  • Non-Exchange Traded Equities7%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds5%

Owners & executives

1 of 1
  • Alex Graham

    Vice President and Chief Compliance OfficerCRD 6577925

Contacts

3 of 6
  • STIMSON SCHANTZ

    Director, SolicitorCRD 7902319

  • MICHAEL BERKHAHN

    Vice PresidentCRD 5794391

  • STASH GRAHAM

    Managing DirectorCRD 5630101

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$20.4M in ETFs

Passive

93%

$19M

Active

7%

$1.3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF (RSPT)InvescoPassiveTechnology$6.8M150,42433.45%

Location

Primary office

Washington, DC

DISTRICT OF COLUMBIA

Location

Washington, DC

Headquartered in Washington, DC, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
DISTRICT OF COLUMBIA
Address
1120 Connecticut Ave NW
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth