GOTHAM ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 149335
- Registered since
- March 9, 2009
- Website
- www.gothamfunds.com
- Custodians
- BOFA SECURITIES, INC., PERSHING LLC, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI46.81%
- Pooled Investment Vehicles39.46%
- Investment Companies12.28%
- Corporations / Businesses1.33%
- State / Municipal Government0.12%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Gotham Asset Management, LLC is a hedge-fund–oriented registered adviser that has been SEC‑registered since 2009 and operates as an LLC. The firm serves both high‑net‑worth individuals and institutional investors and generates revenue through asset‑based fees and performance fees. Gotham performs portfolio management across pooled vehicles, investment companies and institutional/business mandates, and it also operates in roles typical of commodity pool operator/commodity trading advisor (CPO/CTA) activity and as sponsor or general partner/managing member of pooled investment vehicles. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Public Funds/Mutual Funds13%
- US Government Bonds3%
- Derivatives1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 3ROBERT GOLDSTEIN
Co-CIOCRD 1701590
BERNARD SEIBERT
Chief Financial OfficerCRD 3134879
LOUIS LAROCCA
General Counsel & Chief Compliance OfficerCRD 5965570
Contacts
3 of 5LISA CHARKOUDIAN-BARRY
Head of Wealth ManagementCRD 2390148
PATRICIA KOLB
Relationship ManagerCRD 1968243
JOEL GREENBLATT
Managing PrincipalCRD 1335618
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 355Active vs passive
$9.8B in ETFs
89%
$8.7B
10%
$1.1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $5.9B | 9,005,674 | 60.01% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 825 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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