Goldstein Capital Corp.

RIASEC RegisteredEst. 2012
Total AUM
$280M
Discretionary
$280M
100% of AUM
Avg account
$6.7M
Accounts
42
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
126146
Registered since
March 20, 2012
Custodians
U.S. BANK, N.A., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles75.77%
  • HNWI18.77%
  • Charitable Organizations2.4%
  • Other Investment Advisers1.57%
  • Corporations / Businesses0.97%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Goldstein Capital Corp. is a boutique hedge fund manager and registered investment adviser that serves high-net-worth individuals, families and institutional clients. The firm combines a fixed-income emphasis—notably a material allocation to U.S. government bonds—with active management through pooled vehicles it sponsors and operates. Its business model includes both a percentage-of-AUM fee and performance-based fees, and it provides portfolio management for individuals, pooled investment vehicles and institutional/business clients. Goldstein Capital acts as sponsor, general partner and managing member for its private funds, signaling direct operational control over the pooled strategies it runs. Investment positioning skews conservative in public markets, with a clear preference for fixed-income holdings, while alternative strategies play a central role in the firm’s overall platform. The firm is not an active ESG investor and does not classify itself as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 61%, State & Local Bonds 20%, Exchange Traded Equities 12%, Cash & Cash Equivalents 7%61%
  • US Government Bonds61%
  • State & Local Bonds20%
  • Exchange Traded Equities12%
  • Cash & Cash Equivalents7%

Owners & executives

1 of 1
  • Paul Goldstein

    Paul Goldstein

    President and Chief Investment OfficerCRD 1406741

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth